OUR CLEARING FIRM

Legent Clearing LLC

ACCOUNT PROTECTION

We provide account protection to our clients as a member of the Securities Investor Protection Corporation (SIPC), which provides coverage for accounts up to $500,000 (including up to $100,000 in cash) per client as defined by SIPC rules. Our insurance policy through Lloyd’s of London provides additional account coverage up to $24.5 million (including up to $900,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd’s of London coverage, accounts are protected up to a total of $25 million per client (as defined by SIPC rules) including up to $1 million for cash balances.

MEMBERSHIPS

• Archipelago Exchange (ArcaEx)
• Chicago Stock Exchange (CHX)
• Instinet
• International Securities Exchange (ISE)
• Municipal Securities Rule Making Board (MSRB)
• National Association of Independent Broker Dealers (NAIBD)
• The Financial Industry Regulatory Authority (FINRA)
• Securities Industry Association (SIA)
• Securities Investor Protection Corporation (SIPC)

BENEFITS

• Comprehensive Asset Management Program
• Separate Account Management
• WRAP Platform
• Asset Allocation Tools
• Divident Reinvestment
• Online Account Access
• Money Market Sweep
• Retirement Products and Accounts
• Access to Thousands of No-Transaction-Fee Mutual Funds
• Legent Cash Performance Account
• Daily Income on all Cash Balances
• Unlimited, No-fee Checking
• Online Bill-Paying
• Visa Debit Card with Optional Rewards Features
• Electronic Statements, Confirmations and Tax Documents
• Comprehensive and Personalized Client Statements and Confirmations
• Direct Access to Legent’s Principal Leaders and Operations Managers
• Ongoing Training Support and On-Site Guidance